Speech
Commander, U.S. Pacific Fleet
Admiral Scott H. Swift
Cooperative Strategy Forum
Honolulu,
Hawaii
December 14, 2015
It’s great to be here at the Cooperative Strategy Forum to speak with you about a few of the
many pressing issues in the Indo-Asia-Pacific region. Like this region’s vast geography, national
diversity and political complexity, these issues range from local to global, parochial to shared
and cooperative to competitive. All are intertwined and none are untangled easily, which is why
CNO Richardson is so committed to sponsoring these strategy forums throughout the year, and
why I am so supportive of his desire to hold one here in the Pacific and why we are so honored at
the Headquarters to host it on his behalf.
I have to thank up front the key leadership from CNO’s staff Vice Adm. Aquilino and Rear
Adm. Harley, no strangers to the Pacific themselves and immense and critical supporters of both
APCSS and the Naval War College. Of course the most critical and key elements in these
strategy forums are the participants so I thank each of you for your commitment to the region
underscored by your presence and active participation here today. I look forward to your
questions and thoughts following my prepared comments.
It is no surprise to this audience that depending on when you start to look in history, Asia has
been rising and falling for thousands of years. Its people have traversed the earth and plied the
seas since ancient times, sharing ideas and materials in ways that continue to shape the modern
era. The twentieth century saw unprecedented levels of conflict, reconstruction and rapid
economic growth that gave birth to new nations, strengthened old ones and built a regional order
that has propelled millions out of poverty.
As Singapore’s Minister of Defense Dr. Ng noted a few years ago, the region’s rise from the
ashes of World War II, decolonization and the ensuing Cold War wasn’t easy and Southeast Asia
in particular, [quote] “was an arena for proxy wars and contests for domination.” [end quote] It’s
certainly not lost on me that the Cold War grew hot in Asia, but even then, the seas remained
relatively calm. In the early twentieth century, as nations consolidated sovereignty and pursued
growth, rule by “might makes right” lead to the devastation of World War II, which in turn,
through consensus and conciliation, produced the rules-based system of international norms,
standards, rules and laws we enjoy today. The positive trends of peace, stability and prosperity,
codified by that system, accelerated in this century to an extent that the global centers of gravity
for security, political and economic affairs are shifting, once again, to the Indo-Asia-Pacific
region. Some contend they already have shifted.
Page 2 of 5
Today all Indo-Asia-Pacific nations benefit from a rising tide of prosperity. We all have major
stakes in this region’s continued success, especially at sea, where so much of our trade,
investment and interaction takes place. Global seaborne trade is expected to reach eleven billion
tons by the end of this year, with half of that number shipped through this region. Eight of the
world’s busiest container ports are in the region; 30 percent of global maritime trade, roughly 5.3
trillion dollars yearly, passes through the South China Sea alone; of that, 1.2 trillion dollars
transits to ports in the United States. Given those volumes, regional countries increasingly view
access to maritime resources and freedom of the seas as the essential drivers of continued
economic prosperity.
How nations pursue these interests matters greatly. This is especially true here in the Pacific as
underscored by recent spikes in regional tensions. All nations want to reach ever-higher levels of
prosperity — but we cannot all rise by pushing the competition down and then pulling the ladder
up behind us — not if we want to continue up the shared path that benefitted so many in this
region. I’m convinced the continued promotion of the rules-based system that evolved over the
past 70 years remains the best way forward for all nations in this region — large and small — to
continue to rise peacefully, confidently, securely and economically. My concern is that after
many decades of peace and prosperity at sea, we may be seeing the leading edge of a return of
“might makes right” to the region. Such an approach may once again impact the vibrant but
vulnerable waters of Southeast Asia.
This is particularly true in the South China Sea, where excessive maritime claims, prolonged
disputes involving multiple parties, and nascent militarization of outposts are challenging
freedom of the seas and the rules-based system. In the Spratly Islands, larger claimants are piling
sand, building facilities and deploying garrisons on disputed features at unprecedented rates.
Though senior leaders vowed to prevent it, the question of future militarization of these features
looms large on the horizon and on the minds of those in the region.
Even now, ships and aircraft operating nearby these features, in accordance with international
law, are subject to superfluous warnings that threaten routine commercial and military
operations. Merchant vessels that have navigated shipping lanes freely on behalf of lawful
international commerce are diverted after entering so-called military zones. Intimidated by the
manner in which some navies, coast guards and maritime militia enforce claims in contested
waters, fishermen who trawled the seas freely for generations are facing threats to their
livelihoods imposed by nations with unresolved, and often unrecognized claims. Taken together,
these actions already transform the status quo in the South China Sea and are eroding the rulesbased
system in ways that affect security, stability and prosperity for all regional countries.
Page 3 of 5
Alarmed by these trends, claimants and non-claimants alike are transferring larger shares of
national wealth to develop more capable naval forces beyond what is needed merely for selfdefense,
raising the risk of a sustained arc of increased regional tension and instability. As the
Pacific Fleet commander, I’m focused on the behavior of all naval and maritime forces in the
region, not on any specific country. I expect all naval and maritime forces, including my own, to
operate responsibly, safely and in full compliance with international law. As more maritime
actors share the South China Sea without established patterns of safe and professional behavior,
tactical friction points at sea could become strategic friction points ashore. If even one regional
navy — or maritime forces under its command — does not fly, sail or operate in accordance with
international law, then unilateral assertiveness could become the new regional norm, driving
increased instability in multiple domains. I think we all can agree that such a trend is
unacceptable.
The lack of progress with respect to dispute resolution has opened the door for many of these
destabilizing activities. As stated many times before, the United States does not take a position
on the merits of competing claims but does care about how these claims are resolved. There are
many ways to pursue resolution peacefully in accordance with international law, but global best
practices and precedents point to the success of multilateral negotiations, agreements and thirdparty
support. Given the prolonged nature of South China Sea disputes and a prevailing climate
of mistrust, I am not surprised by the broad regional view that these issues are best resolved in a
multilateral, collaborative, and transparent way. This view is particularly compelling with those
smaller claimants who are challenged when faced with a negotiation across what is at best a
lopsided table. With so many overlapping claims, how can two sides negotiate fairly without
imposing on another claimant’s equities?
As we saw with the latest round of regional summits, growing uncertainty and a lack of
consensus are straining institutional mechanisms’ ability to address disputes in the South China
Sea transparently and multilaterally. More than thirteen years have passed since the Declaration
on the Conduct of Parties was signed and yet the objective of a Code of Conduct in the South
China Sea remains elusive and aspirational. Despite ongoing talks, claimants are not waiting to
pursue enforcement of their claims. While it did not include all claimants, the Joint Statement on
the ASEAN-U.S. Strategic Partnership was a welcome reaffirmation of the importance of fully
implementing the Declaration and expeditiously concluding the Code of Conduct.
Until implementation occurs, the need for credible third parties, like the International Tribunal
for the Law of the Seas, to help manage tensions and resolve disputes could not be greater.
Along those lines, I’d like to point to a few recent cases in South and Southeast Asia that could
be applied more broadly in the South China Sea.
Page 4 of 5
In 2008, the International Court of Justice resolved a longstanding dispute between Singapore
and Malaysia over Pedra Branca, Middle Rocks and South Ledge, awarding sovereignty of Pedra
Branca to Singapore. Located in the southernmost part of the South China Sea, these features
were a source of intractable tension that pitted Malaysia’s historic claims under the Sultan of
Johor — who exercised authority over traditional Malay seafarers for centuries — against
Singapore’s unchallenged jurisdiction over Pedra Branca and its lighthouse since the colonial
era. Following the International Court of Justice ruling, Malaysia and Singapore were able to
largely set aside a longstanding irritant and work more cooperatively on maritime issues. This
case raises the question, what impediments need to be removed to reach a resolution elsewhere in
the South China Sea?
Bordered by South and Southeast Asian nations, the Bay of Bengal is a source of two maritime
dispute rulings that could as well apply to the South China Sea. Marking the first time the
International Tribunal for the Law of the Seas decided a maritime border dispute, in the 2012
Bangladesh/Burma case, both sides recognized a need for third-party intervention and both sides
benefited from the ruling. The decision prevented Burma from cutting off Bangladesh from
access to maritime resources due to its concave coastline. As a concession, the International
Tribunal for the Law of the Seas created a “grey area” that allowed Bangladesh claim to the
seabed while Burma controlled the exclusive economic zone waters above. The ruling also
limited St. Martin’s island off the coast of Burma to a territorial sea, preventing Bangladesh from
bumping out its exclusive economic zone from an offshore island. We can all learn from the
strong example and regional leadership of the Burmese and Bangladesh governments on how
best to resolve nationally important and contentious sovereignty claims.
A different third party, the Permanent Court of Arbitration, resolved Bangladesh’s western
maritime boarder dispute with India two years later. Dating back to the 1947 border between
India and East Pakistan (now Bangladesh), the dispute moved to arbitration when bilateral
negotiations failed. India, a much larger and more powerful claimant than Bangladesh, agreed to
participate in the arbitration proceedings and ultimately lauded the decision which awarded
Bangladesh about eighty percent of its claimed exclusive economic zone. The success of these
collaborative approaches should inform our thinking on how best to resolve disputes in the South
China Sea. That success does not surprise those who have benefited from the rules-based system
since the end of World War II.
As these examples show — and as another Singaporean, Ambassador Tony Koh, noted in a
recent op-ed — Asian nations are perfectly willing to settle disputes through third parties, often
under terms that benefit both claimants. Ambassador Koh, who was president of the U.N.
Conference on the Law of the Sea when the final text of the UNCLOS was concluded in 1982,
also pointed to fact finding, mediation, conciliation, and joint development as promising thirdparty
options for dispute resolution.
Page 5 of 5
I believe these dispute resolution mechanisms remain within reach in the South China Sea
provided the claimants are willing to trust the rules-based system. The Arbitration Tribunal’s
case between the Philippines and China could become the latest opportunity to demonstrate
lawful access to regional prosperity for all nations — large and small. The alternative to such
credible dispute resolution mechanisms embraced by all regional stakeholders is uncertain at
best, and destabilizing at worst.
As I noted before, my focus is on the behavior of regional navies. Certainly the vast majority I
speak with throughout the region embrace and support a continuation of peaceful resolutions in
accordance with international law. At this moment, three ships from the Chinese navy are
visiting Pearl Harbor as part of an around-the-world-tour following their participation in
multinational counter-piracy operations in the Gulf of Aden. Supporting missions abroad that
benefit all nations is exactly what responsible navies do.
Some have asked why we would host these ships given rising tensions in the South China Sea or
just after missions like the USS Lassen operation. My response is that reciprocal port visits and
other forms of peaceful engagement are never more appropriate than when we have national
differences. I would add that no one should be surprised by the constant U.S. Navy presence
throughout the Indo-Asia-Pacific for the past seventy years — our ships steamed a combined
total of about 700 days in the South China Sea just this calendar year.
I do not see any of this as inconsistent. Like our broader bilateral relationship, the U.S.-China
naval relationship must be able to handle elements of both harmony and friction. Our naval
relationship, and the stakes associated with our maritime activities, are too meaningful and too
important for us to avoid professional interactions just because we don’t always see eye-to-eye.
In fact, this port visit and the one I joined in Shanghai last month by USS Stethem, along with
my visits with Adm. Wu and Vice Adm. Su, are even more important in the context of our
growing interactions at sea.
With that, I look forward to your questions.
No comments:
Post a Comment
Comments always welcome!